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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-12-04 |
Branch Locations
31051 Via Limon, San Juan Capistrano, CA 92675 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Juan Capistrano | CA | 10/1999 | 10/2017 |
| Independent Financial Group | San Juan Capistrano | CA | 10/2017 | 10/2017 |
| J.W. Cole Financial, Inc. | Tampa | FL | 12/2017 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 12/2017 | Present |
Fixed Insurance, Health Insurance. 4 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-20 |
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