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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-02
VT RA APPROVED 2016-04-18
  • TX RA
    APPROVED_RES
    Since 2023-05-02
  • VT RA
    APPROVED
    Since 2016-04-18

Branch Locations

105 Mad River Green Ste 2, Waitsfield, VT 05673 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jamieson Eilers Inc Waitsfield VT 08/1987 Present
Nathan & Lewis Securities,Inc. New York NY 12/1999 Present
Kestra Advisory Services, Llc Waitsfield VT 04/2016 Present
Kestra Investment Services, Llc Waitsfield VT 04/2003 Present
  • 08/1987 → Present
    Jamieson Eilers Inc
    Waitsfield, VT
  • 12/1999 → Present
    Nathan & Lewis Securities,Inc.
    New York, NY
  • 04/2016 → Present
    Waitsfield, VT
  • 04/2003 → Present
    Kestra Investment Services, Llc
    Waitsfield, VT
Previous Registrations
  • 1999-12-03 → 2003-04-08
    Nathan & Lewis Securities, Inc.
    Waitsfield, VT
Other Businesses

Business Name: Craig Eilers & Amy Eilers Investment Related: Yes Address: P O Box 576 Moretown VT 05660 Nature of Business: Real Estate Position, Title or Relationship: Joint ownership with my wife Start Date: 4/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: management and maintenance of residential property Business Name: Eilers Financial Services Investment Related: Yes Address: 105 Mad River Green Suite 2 waitsfield VT 05673 Nature of Business: Consulting; Insurance; Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Other,Manager of Insurance Agency Start Date: 8/1/2003 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and Management Business Name: Friends of the Moretown Memorial Library Investment Related: No Address: 897 Route 100B Moretown VT 05660 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Non Profit Town Library Start Date: 2/2/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend meetings 2x year Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Town of Moretown Investment Related: No Address: 19 Kaiser Drive Waterbury VT 05676 Nature of Business: Other Other/None of the Above Town Position, Title or Relationship: Other,Town organized in Vermont Start Date: 7/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Delinquent Tax Collector

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-17
S63 Uniform Securities Agent State Law Examination 1994-03-25
  • S65 Uniform Investment Adviser Law Examination
    1998-02-17
  • S63 Uniform Securities Agent State Law Examination
    1994-03-25

View on SEC IAPD

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