Steven John Schmidt

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-11

NY RA
APPROVED

Since 2024-10-11

Branch Locations

4250 Veterans Memorial Highway Suite 420 E, Holbrook, NY 11741 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc.	Holbrook	NY	09/2009	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

09/2009 → 10/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2021-09-04 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

INS SALES- VUL, DI, LTC, FIXED ANNUITIES - WILL USE CRUMP

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-06-15

S63 Uniform Securities Agent State Law Examination

1988-06-15

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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