Philip Austin Jordan

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-08-04
FL	RA	APPROVED	2026-07-24

NH RA
APPROVED

Since 2026-08-04
FL RA
APPROVED

Since 2026-07-24

Branch Locations

100 North Tampa Suite 2400, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Palm Beach Gardens	FL	11/2010	07/2026
Raymond James & Associates, Inc.	Tampa	FL	07/2026	Present

11/2010 → 07/2026

Ubs Financial Services Inc

Palm Beach Gardens, FL
07/2026 → Present

Raymond James & Associates, Inc.

Tampa, FL

Previous Registrations

2010-11-08 → 2026-07-31

Ubs Financial Services Inc.

Tampa, FL

Palm Beach Gardens, FL
2003-12-19 → 2010-11-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL

Palm Beach Gardens, FL
1994-12-01 → 2003-11-26

Citigroup Global Markets Inc.

Jupiter, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-27
S63	Uniform Securities Agent State Law Examination	1988-06-01

S65 Uniform Investment Adviser Law Examination

2004-02-27
S63 Uniform Securities Agent State Law Examination

1988-06-01

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

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