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Thomas Michael Bennett

Wells Fargo Clearing Services, LLC

Palm Beach, FL

Tacoma, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-05
TX RA APPROVED_RES 2026-06-03
  • FL RA
    APPROVED
    Since 2026-06-05
  • TX RA
    APPROVED_RES
    Since 2026-06-03

Branch Locations

255 S County Rd 1St Fl, Palm Beach, FL 33480 • United States

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Palm Beach FL 05/2009 Present
Wells Fargo Clearing Services Palm Beach FL 04/2026 Present
  • 05/2009 → Present
    Wells Fargo Bank
    Palm Beach, FL
  • 04/2026 → Present
    Wells Fargo Clearing Services
    Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-04
  • S66 Uniform Combined State Law Examination
    2026-06-04
Other Names
  • Thomas Bennett

View on SEC IAPD

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