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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2013-02-13
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Birmingham AL 02/2013 Present
Previous Registrations
  • 2007-06-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Birmingham, AL
    Inverness, AL
    Hoover, AL
Other Businesses

Name of Business : mulberry creek farm Address: Birmingham, AL Nature of the Business: Agriculture/Farming Position/Title: Proprietor/Owner Investment Related: No Start Date: 07/16/2019 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 0 Description of duties: personal tree farm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-12
S63 Uniform Securities Agent State Law Examination 1988-05-26
  • S66 Uniform Combined State Law Examination
    2007-06-12
  • S63 Uniform Securities Agent State Law Examination
    1988-05-26
Other Names
  • John Flether Talley

View on SEC IAPD

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