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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-12-11
CT RA APPROVED 2000-06-29
  • FL RA
    APPROVED
    Since 2015-12-11
  • CT RA
    APPROVED
    Since 2000-06-29

Branch Locations

2 Water Street, Mystic, CT 06355 • United States

Parrish, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Parrish FL 07/2016 Present
Chelsea Groton Financial Services, Inc./Chelsea Groton Savings B Norwich CT 06/2000 Present
  • 07/2016 → Present
    Infinex Investments, Inc.
    Parrish, FL
  • 06/2000 → Present
    Chelsea Groton Financial Services, Inc./Chelsea Groton Savings B
    Norwich, CT
Other Businesses

1.) Chelsea Groton Bank. Yes. investment related. Financial Advisor, VP. Started in 2000.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-26
S63 Uniform Securities Agent State Law Examination 1992-01-14
  • S65 Uniform Investment Adviser Law Examination
    1998-10-26
  • S63 Uniform Securities Agent State Law Examination
    1992-01-14
Designations
Other Names
  • Bob Fradette

View on SEC IAPD

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