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Robert John Sartori

Morgan Stanley

Mystic, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-10-14
TX RA APPROVED 2022-10-14
  • CT RA
    APPROVED
    Since 2022-10-14
  • TX RA
    APPROVED
    Since 2022-10-14

Branch Locations

12 Coogan Boulevard Suite 201, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mystic CT 09/2010 11/2016
Wells Fargo Clearing Services, Llc Mystic CT 11/2016 10/2022
Morgan Stanley Smith Barney Llc Mystic CT 10/2022 Present
Morgan Stanley Private Bank, N.A New York NY 12/2022 Present
  • 09/2010 → 11/2016
    Wells Fargo Advisors Llc
    Mystic, CT
  • 11/2016 → 10/2022
    Wells Fargo Clearing Services, Llc
    Mystic, CT
  • 10/2022 → Present
    Morgan Stanley Smith Barney Llc
    Mystic, CT
  • 12/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2010-09-17 → 2022-10-18
    Wells Fargo Clearing Services, Llc
    Mystic, CT
  • 2009-06-01 → 2010-09-22
    Morgan Stanley
    Mystic, CT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Mystic, CT
  • 1999-01-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Mystic, CT
    Mystic, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-20
S63 Uniform Securities Agent State Law Examination 1992-03-09
  • S65 Uniform Investment Adviser Law Examination
    1998-11-20
  • S63 Uniform Securities Agent State Law Examination
    1992-03-09

View on SEC IAPD

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Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
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ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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