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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-30 |
| WI | RA | APPROVED | 2022-09-30 |
Branch Locations
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
1160 Fond Du Lac Ave, Sheboygan Falls, WI 53085 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sheboygan | WI | 06/2009 | 02/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 02/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2019 | 09/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2019 | 09/2022 |
| Lpl Financial Llc | Sheboygan | WI | 09/2022 | 08/2024 |
| Merit Financial Advisors | Alpharetta | GA | 09/2022 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2024 | Present |
1 - Merit Financial Advisors; Yes; At Registered Location; RIA; IAR; 09/2022; 160; 130; Service Clients. 2 - Fixed Insurance; Yes; At Registered Location; Fixed/Traditional Insurance; Agent; 08/2024; 10; 10; Sales of Fixed/Traditional Insurance products. 3 - PKS. Investment Related. At the registered location. RR of BD. Commission compensation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-08 |
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