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Heather Rachel Gottlich

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Encino, CA

Encino, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-21
TX RA APPROVED 2016-11-18
  • CA RA
    APPROVED
    Since 2016-11-21
  • TX RA
    APPROVED
    Since 2016-11-18

Branch Locations

16830 Ventura Blvd, Encino, CA 91436 • United States

Encino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Beverly Hills CA 01/2010 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 11/2016 Present
Bank Of America, N.A. Santa Monica CA 12/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-14
S63 Uniform Securities Agent State Law Examination 1988-05-26
  • S65 Uniform Investment Adviser Law Examination
    1998-09-14
  • S63 Uniform Securities Agent State Law Examination
    1988-05-26
Other Names
  • Heather Rachel Yulish
  • Heather Yulish
  • Heather Y Gottlich
  • Heather Rachel Gottlich
  • Heather Rachel Yulish-Gottlich

View on SEC IAPD

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GOODSTEIN WEALTH MANAGEMENT LLC · ENCINO, CA
PORTFOLIO DESIGN LABS, LLC · ENCINO, CA
WILLNER & HELLER LLC · ENCINO, CA
WEALTH MANAGEMENT PARTNERS OF LOS ANGELES · ENCINO, CA
FINANCIAL PLANNING FOR GENERATIONS, INC. · ENCINO, CA
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WELLS FARGO CLEARING SERVICES, LLC · ENCINO, CA
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