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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-27 |
| FL | RA | APPROVED | 2014-07-08 |
Branch Locations
1525 S. Florida Avenue Suite 2, Lakeland, FL 33813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lakeland | FL | 06/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Lakeland | FL | 07/2014 | Present |
| Buchanon Inc | Lakeland | FL | 06/2014 | 11/2017 |
| City Of Lakeland Firefighter'S Pension Board | Lakeland | FL | 06/2014 | Present |
(1)Name of Business: Compton & Associates Address: 1525 S Florida Ave Ste 2, Lakeland, FL, 33803, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/23/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: this is the branch's support company & I'm an advisor, taking care of clients in advisory role
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-01 |
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