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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2022-09-20 |
| TX | RA | APPROVED | 2022-08-26 |
Branch Locations
975 Se Sandy Blvd Ste 210, Portland, OR 97214-2296 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | OR | 09/2005 | Present |
| Lpl Financial Llc | Portland | OR | 08/2022 | Present |
1)08/25/2022 - Rubino Skedsvold Moran & Associates - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2. 05/13/2024 - RSMA Wealth Management - DBA for LPL Business (entity for LPL business) - inv. Related - 975 SE Sandy Blvd Suite 210 Portland, OR 97214 - Start Date 04/22/2024 - 8hrs/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-18 |
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