Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-21 |
| NJ | RA | APPROVED | 2017-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Red Bank | NJ | 06/2009 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-12 |
Reach out to this advisor