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Lynda S Schmutte

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-03-26
IN RA APPROVED 2007-12-17
  • TX RA
    APPROVED
    Since 2009-03-26
  • IN RA
    APPROVED
    Since 2007-12-17

Branch Locations

301 E Market St, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Indianapolis IN 01/2006 Present
  • 01/2006 → Present
    Merrill Lynch
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-14
S63 Uniform Securities Agent State Law Examination 1988-05-06
  • S66 Uniform Combined State Law Examination
    2007-12-14
  • S63 Uniform Securities Agent State Law Examination
    1988-05-06
Other Names
  • Lynda Sue Collins
  • Lynda Sue Phillips
  • Lynda Sue Phillips
  • Lynda S Phillips
  • Lynda S Collins
  • Lynda Sue Schmutte

View on SEC IAPD

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