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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-10-24
  • NJ RA
    APPROVED
    Since 2005-10-24

Branch Locations

934 Stuyvesant Avenue, Union, NJ 07083 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jelani Ptah E&J Realty Group Roselle NJ 10/1998 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
Finesse Financial Services, Inc Union NJ 08/2008 Present
  • 10/1998 → Present
    Jelani Ptah E&J Realty Group
    Roselle, NJ
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
  • 08/2008 → Present
    Finesse Financial Services, Inc
    Union, NJ
Previous Registrations
  • 2005-02-07 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
  • 1998-01-05 → 2004-12-31
    Cadaret, Grant & Co., Inc.
    Roselle, NJ
Other Businesses

1) FINESSE FINANCIAL SERVICES, INC; ROSELLE, NJ; INV REL; ACCOUNTING, TAX PREP, & INVESTMENT PRACTICE FOR GFSC/GFAC; PRESIDENT SINCE 8/1988; 120 HRS/MTH: 2) JELANI PTAH E&J REALTY GROUP; NOT INV RELATED; ROSELLE, NJ; LICENSED REAL ESTATE BROKER; REPRESENT BUYERS AND SELLERS IN REALTY TRANSACTIONS; CORPORATION; 25HRS/WK; SEASONAL; SINCE 10/1998; 20-25 HRS/WK: 3) LIFE INSURANCE AGENT; NOT INV REL; ROSELLE, NJ; AGENT; RECEIVE RENEWALS ON LIFE INSURANCE; SINCE 1998; 0 HR/WK: 4) HEALTH INSURANCE AGENT; NOT INV REL; ROSELLE, NJ; AGENT; SELLS AND RECEIVES RENEWALS FOR HORIZON BLUE CROSS HEALTH INSURANCE; SINCE 08/1988; 0 HRS/WK: 5) JELANI PTAH; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; RENTAL PROPERTY; START 8/1994; 3 TO 4 HOURS/WEEK AFTER TRADING HOURS; 2 MULTI-FAMILY RENTAL PROPERTIES 6) JELANI PTAH; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; NOTARY PUBLIC; SINCE 2008

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-07
  • S63 Uniform Securities Agent State Law Examination
    1991-11-07
Other Names
  • Jeffrey Alan Fleming
  • Jelani Fleming
  • Ptah Fleming
  • Jeffrey A Fleming

View on SEC IAPD

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