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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2021-09-08
  • MT RA
    APPROVED
    Since 2021-09-08

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

3819 Stephens Avenue Suite 101, Missoula, MT 59801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Missoula MT 02/2015 09/2021
Kestra Private Wealth Services Llc Missoula MT 09/2021 Present
Kestra Investment Services Llc Missoula MT 09/2021 Present
Previous Registrations
Other Businesses

WestPeak Private Wealth: investment-related, 3819 Stephens Avenue, Suite 101, Missoula, MT 59801. Employee, Senior Client Associate, start date 9/08/2021, 40 hours/week. Operational & administrative duties. WEST PEAK PRIVATE WEALTH POSITION: Registered client assocate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 09/08/2021 ADDRESS: 3819 Stephens Avenue Suite 101, Missoula MT 59801, United States DESCRIPTION: Providing operational and administrative duties for the firm. MERRITT K. HICKS POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 02/05/2015 ADDRESS: 125 Bank Street, Suite 700, Missoula MT 59802, United States DESCRIPTION: Acting as witness, taking oaths as to the truth in the document, verifying identities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-06
S63 Uniform Securities Agent State Law Examination 1989-05-24
  • S66 Uniform Combined State Law Examination
    2015-10-06
  • S63 Uniform Securities Agent State Law Examination
    1989-05-24
Other Names
  • Merritt Kay Hicks
  • Merritt Kay Jennings
  • Merritt Kay Jennings
  • Merritt Kay Rogers
  • Merritt Hicks
  • Merritt Kay Chisholm

View on SEC IAPD

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