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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
IL RA APPROVED 2014-01-21
MO RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • IL RA
    APPROVED
    Since 2014-01-21
  • MO RA
    APPROVED
    Since 2014-01-21

Branch Locations

1 Cottonwood Rd, Glen Carbon, IL 62034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank St Louis MO 12/2013 Present
Cetera Investment Services Llc St Cloud MN 01/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
  • 12/2013 → Present
    Regions Bank
    St Louis, MO
  • 01/2014 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2014 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-02-27 → 2013-12-17
    Cuna Brokerage Services, Inc.
    St Louis, MO
    Hazelwood, MO
  • 2008-09-17 → 2012-02-10
    O'FAllon, MO
    St. Louis, MO
    Hannibal, MO
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Saint Peters, MO
  • 2006-02-28 → 2007-07-27
    Country Trust Bank
    O'FAllon, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-27
S63 Uniform Securities Agent State Law Examination 1999-03-16
  • S65 Uniform Investment Adviser Law Examination
    2006-02-27
  • S63 Uniform Securities Agent State Law Examination
    1999-03-16
Other Names
  • Eric Blake Evers
  • Eric Blake Evers

View on SEC IAPD

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