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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-08
OH RA APPROVED 2026-01-07
TX RA APPROVED_RES 2026-01-07
FL RA APPROVED 2019-03-19
  • NC RA
    APPROVED
    Since 2026-01-08
  • OH RA
    APPROVED
    Since 2026-01-07
  • TX RA
    APPROVED_RES
    Since 2026-01-07
  • FL RA
    APPROVED
    Since 2019-03-19

Branch Locations

5040 Sw 91St Terrace K-302, Gainesville, FL 32608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Gainesville FL 07/2009 Present
Markey Investment Management, Inc. (Markey Wealth Management) Gainesville FL 07/2014 03/2020
Independent Advisor Alliance Charlotte NC 03/2019 Present
  • 07/2009 → Present
    Lpl Financial Llc
    Gainesville, FL
  • 07/2014 → 03/2020
    Markey Investment Management, Inc. (Markey Wealth Management)
    Gainesville, FL
  • 03/2019 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
  • 2015-06-12 → 2020-03-15
    Markey Wealth Management
    Gainesville, FL
  • 2007-04-02 → 2009-05-21
    Gainsville, FL
  • 2001-12-05 → 2007-04-03
    A. G. Edwards & Sons, Inc.
    Gainesville, FL
    Gainesville, FL
Other Businesses

1. 10/05/2009 - MARKEY WEALTH MANAGEMENT - INV REL - AST REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 10/19/2011 - MARKEY WEALTH MANAGEMENT, INC. - OTHER-OTHER - S CORP. - 100% TIME SPENT - THIS IS MY BUSINESS S CORP. I AM THE SOLE OWNER OF THE COMPANY. THE ONLY REVENUE THAT MFS EARNS IS FROM COMMISSIONS AND FEES PAID FROM LPL. 3. 08/20/2013 - NORTH FLORIDA HONEY - HONEY - 2% TIME SPENT - NORTH FLORIDA HONEY (NFL) IS A BUSINESS 100% OWNED AND RUN BY ME. 4. 11/29/2017 - Sine Metu Vive, LLC - Not Investment Related - Home Based & Haile Village Center - Real Estate Rental - Started 11/19/2017 - 10 Hours Per Month/2 Hours During Securities Trading - Will purchase lot and ultimately build a mixed use building that will become a rental property. 5. 11/12/2021 - Tempus Fugit, LLC - Investment Related - At Reported Business Location(s) - 5040 SW 91st Terrace K302, Gainesville, FL 32608 - Real Estate Rental - Started 11/08/2021 - 3 Hours Per Month/0 Hours During Securities Trading - LLC to hold rental real estate. 6. 12/06/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/15/2021 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 01/26/2024 - No Business Name - Inv related - At Reported Business Location(s) - Other - Notary Public - Started: 12/19/2023 - 1 Hr/Mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-18
S63 Uniform Securities Agent State Law Examination 1988-05-04
  • S66 Uniform Combined State Law Examination
    2004-03-18
  • S63 Uniform Securities Agent State Law Examination
    1988-05-04

View on SEC IAPD

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