Vance Leonard Falbaum

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  Tucson, AZ
• 01/2017 → Present
  City National Bank
  Tucson, AZ

Other Businesses

(1) BOYS & GIRLS CLUB OF TUCSON; ADDRESS: PO BOX 11188 TUCSON, AZ 85726; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 03/01/1988; CAPACITY: BOARD OF DIRECTORS; DUTIES: SET POLICY AND FUND THAT POLICY THROUGH FUNDRAISING EFFORTS; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 2.5 (2) SALPOINTE CATHOLIC HIGH SCHOOL; ADDRESS: 1545 E COPPER ST TUCSON, AZ 85719; BUSINESS DESCRIPTION: PRIVATE CATHOLIC HIGH SCHOOL; NOT INVESTMENT RELATED; START DATE: 09/16/2015; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: REVIEW INVESTMENT POLICY STATEMENT & ACCOUNT HOLDINGS TO ENSURE COMPLIANCE WITH IPS, OVERSEE INVESTMENT ACCOUNTS & 3RD PARTY MANAGERS; HOURS DEVOTED PER WEEK: .10; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .10; (3) JSC - JOINT STEERING COMMITTEE; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: CONSULTANT GROUP; NOT INVESTMENT RELATED; START DATE: 06/01/2018; CAPACITY: CHAIR; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (4) Name of Entity - Society for Human Resources Management of Greater Tucson (SHRM-GT) Address - 107 S. Southgate Dr, SHRM Chapter 0181, Tucson, AZ 85226 Business Description - SHRM-GT is a membership organization fostering the advancement of HR professionals Business is not investment related Projected Start Date: 08/19/2019 Capacity: Director Duties Performed: Sponsorship Committee Chair, Board Member - Assist in securing sponsors for our organization activities Hours Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 2 (5) Name: Goodwill Industries of Southern Arizona Address: 1940 E Sliverlake Dr Suite 405 Tucson, AZ 85713 Business Description: To provide jobs and training for people to gain skills and achieve independence. Business is not investment related Projected Start Date: 09/24/20 Capacity: Board of Directors * Duties Performed: Establish mission, vision and values and set policy. Establish short and long term goals and budget. Recruit Board Members. Select, advice and oversee President/CEO. Devoted to this OBA per Month: 0.5 hours a week Hours Devoted to this OBA during business hours: 0.5 (6) NAME OF ENTITY: Tucson Airport Authority ADDRESS: 7005 S. Plumer, Tucson, AZ 85756 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The Tucson Airport Authority (TAA) is a nonprofit organization. CAPACITY: Committee/Council Member (not associated with the Board of Directors). START DATE: 02/01/2013 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-29
• S63 Uniform Securities Agent State Law Examination
  1988-04-20