Stephen Andrew Mathias

Current Employers

Employment History

• 05/1986 → Present
  S. Mathias & Co. Inc
  St. Louis, MO
• 11/1989 → Present
  Royal Alliance Associates, Inc.
  Creve Coeur, MO

Previous Registrations

• 1997-08-22 → 2024-12-31
  Stephen Mathias & Co., Inc.
  St. Louis, MO

Other Businesses

1. MATHIAS RISK MGT., INC POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/07/2001 ADDRESS: 12655 Olive Blvd, Suite 305, St Louis MO 63141, United States DESCRIPTION: INSURANCE SALES AND CONSULTING LIFE/HEALTH/DISABILITY/LTHC/IDENTITY THEFT 2. STEPHEN MATHIAS & CO., INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 05/05/1986 ADDRESS: 12655 Olive Blvd., Suite 305, St Louis MO 63141, United States DESCRIPTION: TAX PRACTICE/PREP/CONSULTING BUSINESS CONSULTING 3. MATHIAS RISK MGT., INC POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: 12655 Olive Blvd, Suite 305, St Louis MO 63141, United States DESCRIPTION: SELL NSA PRODUCT JUICE PLUS IN MULTI-LEVEL MKTG---DISTRIBUTORSHIP SETUP TO MAINLY GET PRODUCT VERY IMPORTANT TO MY HEALTH AT A DISCOUNT AND FOR FAMILY MEMBERS AND GOOD FRIENDS 4. MATHIAS RISK MGT., INC POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2005 ADDRESS: 12655 Olive Blvd, Suite 305, St Louis MO 63141, United States DESCRIPTION: ASSIST TAX/CONSULTING CLIENTS (SOME ARE ALSO SECURITIES CLIENTS) IN SIGNING UP FOR IDENTITY THEFT AND PREPAID LEGAL COVERAGE THRU PREPAID LEGAL SERVICES INC

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1988-06-14

Designations

Other Names

• Stephen A Mathias