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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-04 |
| WA | RA | APPROVED | 2025-11-03 |
Branch Locations
2015 W Dravus St. Ste. 103, Seattle, WA 98119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northstar Realty Securities | Greenwood Village | CO | 02/2010 | 03/2018 |
| Commonwealth Financial Network | Waltham | MA | 01/2019 | 11/2025 |
| Retired | Seattle | WA | 03/2018 | 01/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. SWITCO ACQUISITIONS LIMITED, 1623 E Calhoun St, Seattle WA 98112, United States, 11/03/2025, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO Trading 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, START DATE 11/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-28 |
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