Morris Scott Gottesman

Current Employers

Employment History

• 06/2021 → 06/2026
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 12/2014 → Present
  Usca Securities Llc
  Austin, TX
• 12/2014 → 06/2021
  Usca Ria Llc
  Austin, TX
• 06/2026 → Present
  Arax Advisory Partners
  Austin, TX

Previous Registrations

• 2021-06-30 → 2026-07-21
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 2014-12-16 → 2021-06-30
  Usca Ria Llc
  Austin, TX
  Houston, TX
• 2003-07-01 → 2014-12-23
  Wells Fargo Clearing Services, Llc
  Austin, TX
  Austin, TX
• 2001-05-04 → 2003-07-01
  Prudential Equity Group, Llc
  Austin, TX

Other Businesses

1) GOTTESMAN INC, Investment Related, Austin TX, SHARE HOLDER, FAMILY OWNED BUSINESS, AFFILIATED SINCE BIRTH. NO TIME DEVOTED 2) GFP Interests LP (Formerly Gottesman Family Partnership), Investment Related, Austin TX, FAMILY OWNED PARTNERSHIP HOLDS INVESTMENTS, Partner, AFFILIATED 2014, TIME DEVOTED <1 Hr per MTH. 3) M&LGF LTD, LLP, Investment Related, Austin TX, FAMILY LIMITED PARTNERSHIP, Co-Manager, AFFILIATED 2000.TIME DEVOTED 30 MIN per WK 4) LAND-HO INVESTORS 2008 PARTNERSHIP; Investment Related, AUSTIN TX; PARTNERSHIP TO ACQUIRE INTEREST IN STRATFORD LAND; <5% OWNERSHIP; START DATE=10/08; <1 HRS PER MTH/0 DURING MARKET; PASSIVE INVESTOR. 5) HACKBERRY INVESTORS; LTD; INVESTMENT RELATED; SAN ANTONIO, TX; PURCHASE OFFICE BUILDING; <15% OWNERSHIP; Limited Partner, START DATE: 2010; <1 HRS PER MTH; PASSIVE INVESTOR. 6) WHITE TEETH PARTNERS, INV RELATED, AUSTIN, TX, 30% OWNER, START: 4/2014, <1 HOURS/ mth, DUTIES: NONE 7) CHARLOTTE GOTTESMAN LLC, INV RELATED, Aventura FL, START: 1999, <1 HOURS/ mth, NO DUTIES 8) GFP GP LLC; INVESTMENT RELATED; AUSTIN, TX; GENERAL PARTNERSHIP FOR GOTTESMAN FAMILY PARTNERSHIP; 25% OWNERSHIP; START DATE = 10/09/14; NO TIME DEVOTED AND NO DUTIES. 9) MP Austin Investors, Investment Related, Austin TX, Partner, Start: 6/2012, <1 hr/mth, Duties: none 10) Go Lab 2012 Investors Partnership, Investment Related, Austin TX, start: 11/2012, <1per mth, Duties: none 11) Laurimar Partners 2014, Investment Related, Austin TX, Partner, Start 8/2014, <1 hr per mth 12) Newcomb Properties LLC, Investment Related, Austin TX, Start: 2001, 0 hrs per mth, duties: none 13) The CS Gottesman Trust, Investment Related, Austin TX, Trustee, Start: 1993, <1 hr per mth 14) The TCCCMG 1991 Trust, Investment Related, Austin TX, Trustee, Start: 12/1991, <1 hr per mth 15) M&LGF Management LLC, Investment Related, Austin TX, Co-Manager, Start: 6/2014, <1 hr per mth 16) Jon Brumley Texas Venture Labs at UT, Investment Related, Austin TX, Advisory Board Member, Start 6/2016, < 1hr per mth. 17) GHV 2016, Investment Related, Austin TX, Partner, Dec 2016, 0 hrs/month 18) ANTI-DEFAMATION LEAGUE, NOT INVESTMENT-RELATED, 11940 JOLLYVILLE RD, AUSTIN, TX 78759, NOT FOR PROFIT, BOARD MEMBER, START DATE 01/05/2018, DEVOTE 1 HOUR PER MONTH TO ACTIVITY, DEVOTE 1 HOUR PER MONTH TO ACTIVITY DURING SECURITY TRADING HOURS, ADVISER 19) HEARTGIFT, NOT INVESTMENT-RELATED, 7951 SHOAL CREEK BLVD., STE. 275, AUSTIN, TX 78757, ADVISORY COUNCIL MEMBER, START DATE 07/2018, DEVOTE APPROX. 5 HOURS PER MONTH TO ACTIVITY, DEVOTE 0 HOURS PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS, RECEIVES NO COMPENSATION, HELP RAISE SUPPORT AND MONEY TO EXPAND THE MISSION. 20) MOFER LLC; not investment related; Austin, Tx; partnership for ownership of a boat; member; member/ manager; June 2014; 0 hrs/month; 0 hrs/month; partnership for ownership of boat 21) Univ of Tx Dept of Psychiatry and Behav Sciences; non-investment related; Austin, TX; Public University, Advisory Board Member; 08/2021; <5 hrs/month; <5 during trading hours; support and advise on direction of department 22) The Gottesman Family Partnership-BR; non-investment related; Austin, TX; family partnership; manager; limited partner/manager; 09/2007; >1 hr/month; >1 hr during trading hours; all duties assigned to partners/managers in agreement

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-13
• S63 Uniform Securities Agent State Law Examination
  1988-04-04