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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-07 |
| MI | RA | APPROVED | 2023-08-04 |
Branch Locations
123 S Second Ave, Alpena, MI 49707-2813 • United States
Lincoln, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Plymouth | MI | 01/2016 | 08/2023 |
| Ameriprise Financial Services, Llc | Alpena | MI | 08/2023 | Present |
Real Estate Ownership; Single Family; 206 Liberty St., , Alpena, MI, 49707; Not Investment-Related; 01/01/2023. Board of Directors; Gustin Township Planning and Zoning Commission; Member at large; 150 Sunday Drive, , Lincoln, MI, 48742; Not Investment-Related; 06/06/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-04 |
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