Douglas Omar Ramirez

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-17
CA	RA	APPROVED	2007-05-29

NY RA
APPROVED

Since 2021-08-17
CA RA
APPROVED

Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 38-18 Queens Boulevard, B, Long Island City, NY 11101 • United States

Citi Retail Banking 297 Merrick Road, Rockville Centre, NY 11570 • United States

N Bellmore, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Plainview	NY	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

Plainview, NY

Previous Registrations

2004-09-03 → 2007-05-29

Citicorp Investment Services

New York, NY

Plainview, NY

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-22
S63	Uniform Securities Agent State Law Examination	1988-12-06

S65 Uniform Investment Adviser Law Examination

2003-04-22
S63 Uniform Securities Agent State Law Examination

1988-12-06

View on SEC IAPD

Current Employers

Citigroup Global Markets Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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