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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
Branch Locations
100 N 1St. St Suite 105, First Floor, Burbank, CA 91502 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Pasadena | CA | 11/2008 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Burbank | CA | 08/2023 | Present |
RICHS RELIC RIDES LLC, INV RELATED, BURBANK, CA, 100% OWNERSHIP, START 9/1/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, PURCHASE, RESTORE, SELL, TRADE, DONATIONS OF CLASSIC CARS; CANE GARDEN PROPERTIES LLC, INV RELATED, BURBANK, CA, 100% OWNERSHIP, START 9/1/2023, 3 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTIES; BEWM LLC, INV RELATED, BURBANK, CA, 65% OWNERSHIP, START 8/25/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. RVB JR INC., INV RELATED, BURBANK, CA, 65% OWNERSHIP, START 8/25/2023, 12 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-08 |
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