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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-14
PA RA APPROVED 2016-09-28
  • TX RA
    APPROVED_RES
    Since 2016-10-14
  • PA RA
    APPROVED
    Since 2016-09-28

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 09/2016 Present
Previous Registrations
  • 2015-10-30 → 2016-07-15
    Conshohocken, PA
  • 2010-05-13 → 2015-09-24
    Cetera Advisors Llc
    Greenwood Village, CO
  • 2012-07-25 → 2015-09-24
    Cetera Wealth Services, Llc
    Denver, CO
    El Segundo, CA
    Greenwood Village, CO
  • 2012-07-25 → 2015-09-24
    Denver, CO
  • 2012-07-25 → 2014-02-06
    Cetera Investment Services Llc
    Denver, CO
    El Segundo, CA
    Greenwood Village, CO
Other Businesses

I* 1307260Entity Type: For Profit, Publicly TradedName of outside business organization: Club Pilates BrandywineInvestment related: NoAddress of business: Wilmington, RI, 19803Position, title, association: EmployeeStart date of relationship: 05/20/2023Number of hours devoted: 6 hrs wklyNumber of hours devoted during trading hours: 0Duties: Pilates Instructor, lead group and private Pilates Reformer ClassesI*: 2743289 Entity Type: For ProfitName of OBA: Club Pilates Newtown SquareAddress: Newtown Square, PA 19073Investment Related: NoPosition, Title, Association: TeacherEmployee Start Date: 08/24/2025Number of Hours: 6 hrs wklyNumber of Hours during trading: 0Duties: Teacher of group and private Pilates classesI*: 2742298Entity Type: For ProfitName of OBA: Fluid Pilates Studio LLCAddress: West Chester, PA 19382Investment Related: NoPosition, Title, Association: Part Time Pilates teacherEmployee Start Date: 09/06/2025Number of Hours: 2 hrs wklyNumber of Hours during trading: 0 Duties: Teach group and private one on one Pilates classes I*4529273 Entity Type: Fiduciary Role Name of OBA: J L R Address: Malvern, Pennsylvania, 19355 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/18/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-17
S63 Uniform Securities Agent State Law Examination 1992-09-03
  • S66 Uniform Combined State Law Examination
    2009-02-17
  • S63 Uniform Securities Agent State Law Examination
    1992-09-03
Other Names
  • Francine C Eaves
  • Francine Christine Eaves
  • Francine Christine Ranft-Eaves
  • Francine Ranft
  • Francine Christine Eaves-Ranft
  • Francine Eaves-Ranft

View on SEC IAPD

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