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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-03
TX RA APPROVED_RES 2016-01-04
WI RA APPROVED 1989-10-11
  • FL RA
    APPROVED
    Since 2021-03-03
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • WI RA
    APPROVED
    Since 1989-10-11

Branch Locations

725 Heartland Trl Ste 200, Madison, WI 53717 • United States

1110 Fourier Dr Ste 100, Madison, WI 53717-1949 • United States

101 E Milwaukee St Ste 201, Janesville, WI 53545 • United States

Bradenton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Atkinson WI 09/2005 03/2020
Ameriprise Financial Services, Llc Fort Atkinson WI 03/2020 Present
Other Businesses

Business Ownership; South Park, LLC; ; Investment Property Holding Company; 14118 Kathleen CtDubuque, IA 52003, ,; Not Investment-Related; 10/01/2016; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Panter Legacy Group; Board Member; PO Box 1224, , Cedar Falls , IA, 50613; Not Investment-Related; 08/15/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-25
  • S63 Uniform Securities Agent State Law Examination
    1988-03-25

View on SEC IAPD

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