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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2006-04-05 |
Branch Locations
2001 Pennsylvania Ave Nw 10Th Floor, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Financial Insurance | Plantation | FL | 09/1990 | Present |
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 08/1991 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 10/1992 | Present |
| Northwestern Mutual Investment Services, Llc | Mc Lean | VA | 04/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2011 | Present |
(1)TWG-THE WASHINGTON GROUP - 100% OWNER, MANAGING PARTNER. (2)THIRD CHILD, LLC OWNED BY TWG-THE WASHINGTON GROUP, HOLDING COMPANY FOR TAX PURPOSE, START DATE 3/15/11. (3)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. (4) OWNER, SEBS, SUNRISE VALLEY DR, RESTON, VIRGINIA, 20191, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 1/5/2003, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTMENT FOR GROUP BENEFITS BY THIRD PARTY. INVESTMENT RELATED. (5) 100% OWNER, RHINO COACHING , BUSINESS RELATED COACHING, START DATE: 09/07/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, THE RHINO COACHING PROGRAM IS DESGINED TO ACCELERATE THE LEADERSHIP OPPORTUNITIES AND POTENTIAL OF HIGH PERFORMING PERSONS OF COLOR AT NORTHWESTERN MUTUAL. LED BY LEO TUCKER, THIS ANNUAL PROGRAM WILL CONSISTE OF FIVE COHORTS OF TEN PARTICIPANTS EACH. THE COHORTS WILL MEET MONTHLY TO HELP PARTICIPANTS WITH THE VISION PLANNING AND SKILL BUILDING NEEDED TO MAXIMIZE THEIR LEADERSHIP OPPORTUNITIES. LEO WILL FACILITATE THESE CONVERSATIONS AND PROVIDE FEEDBACK TO THE PARTICIPANTS' LOCAL LEADERS. 6. DIRECTOR, THE MULLIGAN FOUNDATION, 347 PORTSMOUTH BAY AVE, PONTE VEDRA, , FLORIDA, 32081, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/17/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 2-YEAR TERM IN AN ADVISORY ROLE WITH ORGANIZATION. HELPING CREATE AWARENESS OF FOUNDATION. NON-INVESTMENT RELATED. 7. CONRAD WALES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 06/11/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 8. THE TUCKER GROUP LLC - A PARENT COMPANY OF THE WASHINGTON GROUP LLC AND RHINO COACHING LLC, LEGAL ENTITY, START DATE: 7/28/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-22 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
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