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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-04-05
  • VA RA
    APPROVED
    Since 2006-04-05

Branch Locations

2001 Pennsylvania Ave Nw 10Th Floor, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Financial Insurance Plantation FL 09/1990 Present
The Northwestern Mutual Life Insurance C Milwaukee WI 08/1991 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 10/1992 Present
Northwestern Mutual Investment Services, Llc Mc Lean VA 04/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2011 Present
Other Businesses

(1)TWG-THE WASHINGTON GROUP - 100% OWNER, MANAGING PARTNER. (2)THIRD CHILD, LLC OWNED BY TWG-THE WASHINGTON GROUP, HOLDING COMPANY FOR TAX PURPOSE, START DATE 3/15/11. (3)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. (4) OWNER, SEBS, SUNRISE VALLEY DR, RESTON, VIRGINIA, 20191, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 1/5/2003, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTMENT FOR GROUP BENEFITS BY THIRD PARTY. INVESTMENT RELATED. (5) 100% OWNER, RHINO COACHING , BUSINESS RELATED COACHING, START DATE: 09/07/2021, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, THE RHINO COACHING PROGRAM IS DESGINED TO ACCELERATE THE LEADERSHIP OPPORTUNITIES AND POTENTIAL OF HIGH PERFORMING PERSONS OF COLOR AT NORTHWESTERN MUTUAL. LED BY LEO TUCKER, THIS ANNUAL PROGRAM WILL CONSISTE OF FIVE COHORTS OF TEN PARTICIPANTS EACH. THE COHORTS WILL MEET MONTHLY TO HELP PARTICIPANTS WITH THE VISION PLANNING AND SKILL BUILDING NEEDED TO MAXIMIZE THEIR LEADERSHIP OPPORTUNITIES. LEO WILL FACILITATE THESE CONVERSATIONS AND PROVIDE FEEDBACK TO THE PARTICIPANTS' LOCAL LEADERS. 6. DIRECTOR, THE MULLIGAN FOUNDATION, 347 PORTSMOUTH BAY AVE, PONTE VEDRA, , FLORIDA, 32081, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/17/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 2-YEAR TERM IN AN ADVISORY ROLE WITH ORGANIZATION. HELPING CREATE AWARENESS OF FOUNDATION. NON-INVESTMENT RELATED. 7. CONRAD WALES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 06/11/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 8. THE TUCKER GROUP LLC - A PARENT COMPANY OF THE WASHINGTON GROUP LLC AND RHINO COACHING LLC, LEGAL ENTITY, START DATE: 7/28/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-31
S63 Uniform Securities Agent State Law Examination 2003-04-22
S65 Uniform Investment Adviser Law Examination 1999-12-20
  • S66 Uniform Combined State Law Examination
    2006-03-31
  • S63 Uniform Securities Agent State Law Examination
    2003-04-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
Other Names
  • Leo Tucker

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