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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-05-20
  • NV RA
    APPROVED
    Since 2022-05-20

Branch Locations

6900 S Mccarran Blvd Ste 1030, Reno, NV 89509 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Reno NV 11/2009 11/2016
Wells Fargo Clearing Services, Llc Reno NV 11/2016 05/2022
Wells Fargo Advisors Financial Network, Llc Reno NV 05/2022 Present
Previous Registrations
Other Businesses

ALL WORLD SPORTS, NOT INV RELATED, ROSEVILLE, CA, UMPIRE, START 1/1/2022, 16 HOURS PER MONTH, ZERO DURING TRADING, BASEBALL UMPIRE. WASHOE LITTLE LEAGUE, NOT INV RELATED, RENO, NV, UMPIRE, START 4/1/2022, 6 HOURS PER MONTH, ZERO DURING TRADING, OFFICIATE YOUTH SPORTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-04
S63 Uniform Securities Agent State Law Examination 2001-07-31
  • S66 Uniform Combined State Law Examination
    2005-03-04
  • S63 Uniform Securities Agent State Law Examination
    2001-07-31
Other Names
  • Peter Alan Luety

View on SEC IAPD

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