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5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-08-14 |
Branch Locations
50 Baltimore Street, Cumberland, MD 21502 • United States
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2006-12-11 |
Branch Locations
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States
50 Baltimore Street 4Th Floor, Cumberland, MD 21502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riggleman,Smyth & Assoc.,P.A. | Cumberland | MD | 11/1975 | Present |
| Cbiz Financial Solutions, Inc. | Cumberland | MD | 11/2001 | Present |
SMYTH & PYLES, LLC; 50 BALTIMORE ST, 4TH FLOOR, CUMBERLAND MD 21502; ACCOUNTING ATTEST SERVICES; PARTNER; 10 HOURS DURING TRADING; PROVIDE ATTEST SERVICES. ROUTE 68 REALTY, LLC; 12901 ALLEGHANY RD CUMBERLAND MD 21502; REAL ESTATE; PARTNER; 0 HOURS DURING TRADING; LIMITED PARTNER. REAL ESTATE; SOLE PROPRIETOR; 0 HOURS DURING TRADING; COLLECT RENT. RESTAURANT VENTURES, LLC; NON-INVESTMENT RELATED; 12901 ALLEGHANY RD CUMBERLAND MD 21502; FOOD & BEV RETAIL; DIRECTOR/OWNER; 0 HOURS DURING TRADING; DIRECTOR. A MAJORITY OF TIME IS DEDICATED TO PROVIDING INVESTMENT RELATED SERVICES FOR CBIZ IAS, AN AFFILIATE OF THE BROKER-DEALER. A PORTION OF TIME IS DEDICATED TO A ROLE PROVIDING NON-INVESTMENT RELATED SERVICES FOR THE PARENT COMPANY OF THE BROKER-DEALER OR ONE OR MORE OF ITS AFFILIATED COMPANIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-08-16 |
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