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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-31 |
Branch Locations
6570 Magnolia Ave, Riverside, CA 92506 • United States
12460 Heacock St., Moreno Valley, CA 92553 • United States
71-991 Highway 111, Rancho Mirage, CA 92270 • United States
350 E. Hobson Way, Blythe, CA 92225 • United States
125 E. Citrus Ave., Redlands, CA 92373 • United States
Riverside, CA • United States
27010 Sun City Blvd, Sun City, CA 92586 • United States
5225 Canyon Crest Dr Ste 86, Riverside, CA 92507 • United States
1690 E. Florida Ave, Hemet, CA 92544 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provident Bank | Riverside | CA | 01/2002 | Present |
| Lpl Financial Llc | Riverside | CA | 03/2008 | Present |
(1) 04/10/2013 - BANK DUTIES - PROVIDENT BANK - VICE PRESIDENT OF INVESTMENT SRVICESE, PROVIDENT BANK. OFFICER & EMPLOYEE OF THE BANK. PROGRAM MANAGER & OSJ FOR THE INVESTMENT SRVICES DEALING WITH LPL, ETC. I AM A PRODUCING PRINCIPAL. MY INCOME IS ALL DERIVED FROM MY SALES THROUGH LPL FINANCIAL. - 100% OF TIME SPENT - CA (2) 04/14/2014 - DBA ONLY - INVESTMENT SERVICES AT PROVIDENT BANK - CA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-09 |
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