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Nicholas Peter Dickinson

Stifel, Nicolaus & Company, Incorporated

Louisville, KY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-17
KY RA APPROVED 2005-05-06
  • TX RA
    APPROVED
    Since 2020-06-17
  • KY RA
    APPROVED
    Since 2005-05-06

Branch Locations

600 North Hurstbourne Parkway Suite 100, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. Louisville KY 05/2005 Present
  • 05/2005 → Present
    Stifel Nicolaus & Co., Inc.
    Louisville, KY
Previous Registrations
  • 2004-01-07 → 2005-06-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-22
S63 Uniform Securities Agent State Law Examination 1988-03-14
  • S65 Uniform Investment Adviser Law Examination
    1999-11-22
  • S63 Uniform Securities Agent State Law Examination
    1988-03-14
Designations
Other Names
  • Nicholas P Dickinson
  • Nick Dickinson
  • Nicholas Peter Dickinson
  • Nick Dickinson

View on SEC IAPD

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