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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-10 |
| CA | RA | APPROVED | 2014-05-06 |
Branch Locations
2010 Crow Canyon Place Suite 100, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | San Ramon | CA | 05/2014 | Present |
| The Gabriel Group - Raymond James | San Ramon | CA | 05/2014 | Present |
| Raymond James Financial Services Advisors Inc. | San Ramon | CA | 05/2014 | Present |
| Rocky Michaels Music | Danville | CA | 03/2017 | Present |
(1)Name of Business: Rocky Michaels Music Address: 31 Wakefield Court, Danville, CA, 94506, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 08/13/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Singer/Songwriter, recording artist and music performer. (2)Name of Business: The Gabriel Group - Raymond James Address: 6101 Bollinger Canyon Rd, Suite 361, San Ramon, CA, 94583, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer, Officer - President, Officer - Secretary Investment Related: No Start Date: 05/05/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-04 |
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