Jay Alan Gilston

Current Employers

Employment History

• 04/2015 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 06/2013 → Present
  Legacy Wealth Advisors
  Manalapan, NJ
• 01/2023 → Present
  Mass Mutual
  Springfield, PA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-04-08 → 2016-10-03
  Investors Capital Corp.
  Manalapan, NJ
  Lynnfield, MA
  Lynnfield, MA
  Manalapan, NJ
• 2008-03-11 → 2015-04-14
  Mml Investors Services, Llc
  Manalapan, NJ
  Warren, NJ
  Freehold, NJ
  Colts Neck, NJ
• 2005-06-09 → 2008-02-26
  Ameriprise Financial Services, Llc
  Red Bank, NJ
  Red Bank, NJ
• 2004-10-26 → 2005-06-09
  Cuna Brokerage Services, Inc.
  Manchester, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2013; APX NUMBER OF HOURS PER WEEK: 20 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND GROUP PRODUCTS. 2. NAME OF OTHER BUSINESS: GARDEN SAVINGS FCU DBA LEGACY WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 06/2013; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: OFFER FINANCIAL & INSURANCE PRODUCTS TO CREDIT UNION MEMBERS; 3. NAME OF OTHER BUSINESS: LEGACY WEALTH ADVISORS, LLC. DBA LEGACY WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL, INSURANCE AND WEALTH MANAGEMENT SERVICES; START DATE: 09/2015; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL, INSURANCE AND WEALTH MANAGEMENT SERVICES; 4. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 1/2022; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.; 5. NAME OF OTHER BUSINESS: MASS MUTUAL INVESTMENT RELATED: YES, ADDRESS: 1295 STATE STREET, SPRINGFIELD, MA, 01111, NATURE OF BUSINESS: FIXED INSURANCE, START DATE:01/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL/INSURANCE PLANNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: FIXED INSURANCE SALES;

Exams

• S66 Uniform Combined State Law Examination
  2001-01-24
• S63 Uniform Securities Agent State Law Examination
  1989-11-07