Best Investors Account Sign in
Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-12-05
  • MO RA
    APPROVED
    Since 2025-12-05

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Co., Inc. Manchester MO 02/2007 12/2025
Moloney Investment Advisory Llc Manchester MO 02/2016 12/2016
Moloney Securities Asset Management Llc Manchester MO 02/2016 12/2025
Berthel, Fisher & Company Financial Services, Inc. Manchester MO 12/2025 Present
Bfc Planning, Inc. Cedar Rapids IA 12/2025 Present
  • 02/2007 → 12/2025
    Moloney Securities Co., Inc.
    Manchester, MO
  • 02/2016 → 12/2016
    Moloney Investment Advisory Llc
    Manchester, MO
  • 02/2016 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Manchester, MO
  • 12/2025 → Present
    Cedar Rapids, IA
Previous Registrations
  • 2016-02-23 → 2025-12-05
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 2016-03-17 → 2016-12-31
    Moloney Investment Advisory Llc
    Manchester, MO
  • 2010-12-20 → 2016-04-27
    Moloney Securities Co., Inc.
    Manchester, MO
    Manchester, MO
    Manchester, MO
  • 1997-07-17 → 2010-12-20
    St. Louis Asset Management, Inc.
    Manchester, MO
    St. Louis, MO
Other Businesses

St Louis Asset Management- Y- St Louis, MO - DBA for securities business- Investment Advisor- 01/1996- 120- 120- Investment management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-07
S63 Uniform Securities Agent State Law Examination 1988-02-25
  • S65 Uniform Investment Adviser Law Examination
    1997-02-07
  • S63 Uniform Securities Agent State Law Examination
    1988-02-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cedar Rapids, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor