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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Cheyenne | WY | 03/1998 | 10/2016 |
| Raymond James Financial Services, Inc. | Cheyenne | WY | 10/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Cheyenne | WY | 10/2016 | Present |
| Rockwood Financial Services Llc | Cheyenne | WY | 04/2017 | 09/2023 |
(1)Name of Business: Klipstein Ranch Address: 3250 Klipstein rd, Cheyenne, WY, 82009, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/27/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Involved in all aspects of a cattle ranch. (2)Name of Business: Mckenzie farm LLC Address: 3250 Klipstein rd, Cheyenne, WY, 82009, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 03/27/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee a family farm, but not the day to day activity
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-04 |
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