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David Robert Johnson

Frost Investment Services

San Antonio, TX

Corpus Christi, TX

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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

7444 S Padre Island Dr, Corpus Christi, TX 78412 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services, Inc. Corpus Christi TX 07/1996 Present
Frost National Bank San Antonio TX 09/2016 08/2019
Frost Investment Services Corpus Christi TX 01/2017 Present
  • 07/1996 → Present
    Frost Brokerage Services, Inc.
    Corpus Christi, TX
  • 09/2016 → 08/2019
    Frost National Bank
    San Antonio, TX
  • 01/2017 → Present
    Frost Investment Services
    Corpus Christi, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-30
S63 Uniform Securities Agent State Law Examination 1988-04-04
  • S66 Uniform Combined State Law Examination
    2017-11-30
  • S63 Uniform Securities Agent State Law Examination
    1988-04-04
Other Names
  • Dave Johnson
  • David R Johnson

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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