Best Investors Account Sign in
Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2021-09-30
NH RA APPROVED 2021-09-30
TX RA APPROVED 2021-09-30
  • ME RA
    APPROVED
    Since 2021-09-30
  • NH RA
    APPROVED
    Since 2021-09-30
  • TX RA
    APPROVED
    Since 2021-09-30

Branch Locations

16 Middle Street Suite 501B, Portland, ME 04101 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Portland ME 02/2009 09/2021
Raymond James Financial Services Portland ME 09/2021 05/2022
Steward Partners Investment Advisory, Llc Portland ME 09/2021 Present
Steward Partners Global Advisory, Llc Portland ME 09/2021 Present
Steward Partners Investment Solutions, Llc Portland ME 05/2022 Present
  • 02/2009 → 09/2021
    Rbc Capital Markets
    Portland, ME
  • 09/2021 → 05/2022
    Raymond James Financial Services
    Portland, ME
  • 09/2021 → Present
    Portland, ME
  • 09/2021 → Present
    Steward Partners Global Advisory, Llc
    Portland, ME
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Portland, ME
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-15
S63 Uniform Securities Agent State Law Examination 1994-04-22
  • S65 Uniform Investment Adviser Law Examination
    1999-07-15
  • S63 Uniform Securities Agent State Law Examination
    1994-04-22
Designations
Other Names
  • Mike Nadeau

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Portland, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor