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15935 La Cantera Pkwy, San Antonio, TX 78256 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-18 |
Branch Locations
15935 La Cantera Pkwy, San Antonio, TX 78256 • United States
280 South Mangum Street Suite 301, Durham, NC 27701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Funds Distributor, Inc. | Boston | MA | 12/2015 | 06/2017 |
| Amundi Pioneer Distributor, Inc. | Boston | MA | 07/2017 | 12/2020 |
| Amundi Distributor Us, Inc. | Boston | MA | 01/2021 | 04/2025 |
| Victory Capital Services, Inc. | Durham | NC | 04/2025 | Present |
| Victory Capital Management | Durham | NC | 04/2025 | Present |
1. As of January 2007, Owner and Landlord of rental property located at 452 S. Main Street, Davidson, NC 28036. Responsibilities include managing the property and overseeing lease renewal paperwork. This is not investment related. Will devote one hour per month toward this activity - zero hours during securities trading hours. 2. Since July 2020, Committee Chairperson, Board of Directors, Towson University Foundation, located at York Road, Baltimore, MD 21252. Duties include organizing and managing general Foundation activities. This is investment related. Will devote approximately two hours per month toward this activity - zero hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-24 |
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