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Current Employers
Scott S. Duko, Registered Investment Advisor, Ltd.

3685 Stutz Drive Suite 100, Canfield, OH 44406 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-09-14
  • OH RA
    APPROVED
    Since 2007-09-14

Branch Locations

3685 Stutz Drive Suite 100, Canfield, OH 44406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Scott S. Duko, Registered Investment Advisor, Ltd. Canfield OH 08/2006 Present
Fortune Financial Services. Inc New Brighton PA 08/2006 Present
Previous Registrations
  • 2001-02-05 → 2006-07-31
    Fsc Securities Corporation
    North Lima, OH
Other Businesses

REP IS AN INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, LIFE, EQUITY INDEXED PRODUCTS - 1099 INCOME - 8 HRS/MO, 4 HRS DURING TRADING HRS. ATTORNEY: SCOTT S. DUKO, ATTORNEY AT LAW, LTD--160 HRS/MONTH, 32 HRS/MONTH DURING TRADING HOURS. RIA - SCOTT DUKO, REGISTERED INVESTMENT ADVISORS, LTD. 76 HRS/MO, 76 HRS DURING TRADING HRS. - Trustee for the Sue A Epling Family Trust u/a dtd 12/01/2010, 2 hrs/week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-15
S63 Uniform Securities Agent State Law Examination 1999-01-28
  • S65 Uniform Investment Adviser Law Examination
    2002-10-15
  • S63 Uniform Securities Agent State Law Examination
    1999-01-28

View on SEC IAPD

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