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7800 N. Mopac Expy Suite 340, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-08-27 |
Branch Locations
4005 Guadalupe St., Austin, TX 78751 • United States
7800 N. Mopac Expy Suite 340, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucien, Stirling & Gray Financial Corporation | Austin | TX | 07/1999 | 12/2017 |
| Lucien, Stirling & Gray Advisory Group, Inc. | Austin | TX | 04/2002 | Present |
A-WARD ASSETS, LLC; NON-INVESTMENT RELATED; BUSINESS ADDRESS: 3440 RIBBON REEF LANE, AUSTIN, TX 78728; MAILING ADDRESS: PO BOX 49852, AUSTIN, TX 78765; OWNER/PRESIDENT; 11/01/10; ONE OR TWO HOURS ON WEEKENDS/ NOT DURING TRADING HOURS; USE PERSONAL MONEY TO BUY RESIDENTIAL REAL ESTATE PROPERTIES AND RENT THEM FOR PROFIT WHEN POSSIBLE, CHECK MAIL FOR RENT CHECKS AND COMPLY WITH ANY REASONABLE RENTER'S REQUESTS WHEN APPROPRIATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-27 |
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