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Nelson Securities,Inc. CRD 14377
$322M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9718 N Morton Ct, Spokane, WA 99218 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-11 |
| WA | RA | APPROVED | 2021-01-04 |
Branch Locations
9718 N Morton Ct, Spokane, WA 99218 • United States
Salado, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nelson Securities,Inc. | Spokane | WA | 02/1988 | Present |
LICENSED GEOLOGIST - FREELANCE CONSULTING SERVICES THAT ARE GEOLOGICAL IN NATURE ONLY (NO FINANCIAL ADVISE). 2/1/1987 DIRECTOR - SNOWSHOE MINING. 8/18/2020 NO MORE THAT A FEW HOURS PER MONTH DEDICATED TO EITHER OBA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-23 |
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