Allen Bruno Lorenzi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 08/2020
  Wells Fargo Advisors Financial Network Llc
  Mesa, AZ
• 08/2020 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2003-08-26 → 2020-08-17
  Wells Fargo Advisors Financial Network, Llc
  Scottsdale, AZ
• 1997-02-06 → 2003-08-19
  Citigroup Global Markets Inc.
  Mesa, AZ

Other Businesses

1.08/13/2020; ; Real Estate Rental; Investment Related; 8350 E. Raintree Ste 250,cottsdale; Start Date 08/13/2020; 1hrs/mth; 0hrs during trading 2.08/13/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stratos Wealth Management; Investment Related; at Reported Business Location(s); Start Date 08/13/2020; 160hrs/mth; 8hrs during trading 3.08/13/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Raintree Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 08/13/2020; 160hrs/mth; 8hrs during trading 4.07/27/2026; ABL Wealth Management; Real Estate Rental; Not Investment Related; Scottsdale,AZ; Start Date 07/07/2016; 2hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-19
• S63 Uniform Securities Agent State Law Examination
  1988-02-24