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Jorge Issac Montealegre

Oppenheimer & Co. Inc.

Coral Gables, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-01-11
  • FL RA
    APPROVED
    Since 2008-01-11

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Inc. Coral Gables FL 12/1999 Present
Ubs International Inc. New York NY 06/2002 Present
  • 12/1999 → Present
    Painewebber Inc.
    Coral Gables, FL
  • 06/2002 → Present
    Ubs International Inc.
    New York, NY
Previous Registrations
  • 2002-06-03 → 2007-08-21
    Ubs International Inc.
    Coral Gables, FL
    Coral Gables, FL
  • 1999-12-03 → 2002-06-01
    Ubs Financial Services Inc.
    Coral Gables, FL
Other Businesses

NICARAGUAN AMERICAN GOLF ASSOCIATION-MEMBER-NON-SECURITIES RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-11
S63 Uniform Securities Agent State Law Examination 1993-07-06
  • S65 Uniform Investment Adviser Law Examination
    1997-08-11
  • S63 Uniform Securities Agent State Law Examination
    1993-07-06

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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