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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-16 |
| TX | RA | APPROVED_RES | 2019-12-05 |
| MI | RA | APPROVED | 2019-10-18 |
Branch Locations
2900 South State Street St., St. Joseph, MI 49085 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | St Joseph | MI | 05/1998 | Present |
| Robert W. Baird & Co. Incorporated | St. Joseph | MI | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-28 |
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