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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-17 |
| CA | RA | APPROVED | 2015-07-21 |
Branch Locations
1600 W Hillsdale Blvd, Ste 102, San Mateo, CA 94402 • United States
San Francisco, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Mateo | CA | 07/2015 | Present |
1. 07/20/2015 - 9TH ST PARTNERS - REAL ESTATE RENTAL - START 10/15/2004 - 5% - OAKLAND, CA 2. 10/02/2015 - NO BUSINESS NAME - INV REL - 48 Gold St, San Francisco, CA 94133 - Non-Variable Insurance - START 09/15/2015 - 5 HOURS PER MONTH, 2 DURING TRADING - selling individual health insurance plans
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 2006-12-28 |
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