Gerald Eric Hagman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → 06/2019
  Lpl Financial Llc
  Eau Claire, WI
• 06/2019 → 01/2024
  Woodbury Financial Services Inc
  Rice Lake, WI
• 01/2024 → 04/2025
  Osaic Wealth, Inc.
  Rice Lake, WI
• 04/2025 → Present
  Lpl Financial Llc
  Rice Lake, WI

Previous Registrations

• 2024-01-19 → 2025-05-01
  Osaic Wealth, Inc.
  Rice Lake, WI
• 2019-06-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  Rice Lake, WI
• 2018-02-14 → 2019-07-10
  Lpl Financial Llc
  Rice Lake, WI
  Eau Claire, WI
  Eau Claire, WI
  Rice Lake, WI
  Eau Claire, WI
• 2014-03-17 → 2018-02-20
  Invest Financial Corporation
  Rice Lake, WI
  Eau Claire, WI
  Appleton, WI
• 2012-11-12 → 2013-07-08
  Waddell & Reed
  Rice Lake, WI
  St Paul, MN
• 2011-06-30 → 2011-08-02
  Advanced Equities, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1 . Start Date : 07/01/2020 - Gerald Hagman - Non-Variable Insurance - Investment Related - Rice Lake WI 54868 - 8 Hrs/Mth - 1 Hrs During Trading. - Time Spent:1 2 . Start Date : 4/29/2025 - Waznik Heike Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - Rice Lake WI 54868 - 8 Hrs/Mth - 1 Hrs During Trading. - Time Spent:5

Exams

• S66 Uniform Combined State Law Examination
  2011-06-21

Other Names

• Jerry Hagman
• Hagman
• Gerald Eric Hagman
• Gerald Eric Hagman
• Gerald Eric Hagman
• Gerald Eric Hagman Jr