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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-04-22 |
| TX | RA | APPROVED_RES | 2026-04-17 |
Branch Locations
3030 Northwest Expressway Suite 300, Oklahoma City, OK 73112 • United States
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2026 |
| Rockefeller Financial Llc | Oklahoma City | OK | 04/2026 | Present |
1) Ogilvie Investments, LLC, Non-investment related; Oklahoma City, OK; Member; 09/29/2010; 0 hours per month; 0 hours during trading hours; LLC set up for future investments. 2) Orient, NY Cottage; Investment related; Orient, NY; Rental property; Co-owner/Trustee; 2014 1 hour or less a month; 0 hours during trading hours; Discuss tenants and renovations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-01 |
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