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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-27
  • FL RA
    APPROVED
    Since 2022-09-27

Branch Locations

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Remo Breast And Mri Center Coral Gables FL 07/2006 07/2022
Stifel, Nicolaus & Company, Incorporated Miami FL 08/2022 Present
Previous Registrations
  • 2005-09-15 → 2006-06-07
    Truist Investment Services, Inc.
    Miami, FL
    Miami, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Miami, FL
    Miami, FL
    Miami, FL
  • 2001-08-13 → 2005-09-06
    Miami, FL
Other Businesses

1. Mountain Flower, LLC; 1545 San Remo Ave, Coral Gables, FL 33146; this entity owns a commercial rental property; Member/Owner; 02/28/2007; 0 Hours per Day; Not during securities trading hours; Investment-Related. 2. Galloway 120, LLC; 12101 Pine Needle Lane, Pinecrest, FL 33156; this entity owns a commercial rental property; Member/Owner;06/01/2022; 0 Hours per Day; Not during securities trading hours; Investment-Related. 3. A.J. Mesa Management, LLC; 2101 Pine Needle Lane, Pinecrest, FL 33156; Manage real-estate holdings and other admin functions for medical group; Own commercial real estate properties; Collecting rent, communicating with tenants ect.; 08/01/2006; 3 Hours per Week; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-26
S65 Uniform Investment Adviser Law Examination 1995-12-12
S63 Uniform Securities Agent State Law Examination 1991-09-25
  • S66 Uniform Combined State Law Examination
    2022-07-26
  • S65 Uniform Investment Adviser Law Examination
    1995-12-12
  • S63 Uniform Securities Agent State Law Examination
    1991-09-25
Other Names
  • Art Mesa
  • Arturo Mesa

View on SEC IAPD

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