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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-27 |
Branch Locations
2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Remo Breast And Mri Center | Coral Gables | FL | 07/2006 | 07/2022 |
| Stifel, Nicolaus & Company, Incorporated | Miami | FL | 08/2022 | Present |
1. Mountain Flower, LLC; 1545 San Remo Ave, Coral Gables, FL 33146; this entity owns a commercial rental property; Member/Owner; 02/28/2007; 0 Hours per Day; Not during securities trading hours; Investment-Related. 2. Galloway 120, LLC; 12101 Pine Needle Lane, Pinecrest, FL 33156; this entity owns a commercial rental property; Member/Owner;06/01/2022; 0 Hours per Day; Not during securities trading hours; Investment-Related. 3. A.J. Mesa Management, LLC; 2101 Pine Needle Lane, Pinecrest, FL 33156; Manage real-estate holdings and other admin functions for medical group; Own commercial real estate properties; Collecting rent, communicating with tenants ect.; 08/01/2006; 3 Hours per Week; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-26 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-25 |
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