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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-06
MN RA APPROVED 2013-11-20
TX RA APPROVED_RES 2006-10-06
  • FL RA
    APPROVED
    Since 2024-02-06
  • MN RA
    APPROVED
    Since 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2006-10-06

Branch Locations

959 Old Hwy 8, New Brighton, MN 55112 • United States

1004 Collier Center Way Ste 203, Naples, FL 34110 • United States

959 Old Hwy 8, New Brighton, MN 55112 • United States

Edina, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 09/2005 03/2020
Ameriprise Financial Services, Llc New Brighton MN 03/2020 Present
Other Businesses

Business Ownership; John Reamer LLC; ; LLC Established to hold real estate lease for 959 Old Highway 8, New Brighton, Mn 55112Run an advisor office that houses 9 advisor practices.; 959 Old Highway 8New Brighton, MN 55112, ,; ; ; 1 to 9 hours per month; / Reamer Group LLC; Co-owner; Manage Ameriprise Business; 959 Old Highway 8, , New Brighton, MN, 55112; Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Maki Group LLC; Co-owner; Manage Ameriprise Business; 959 Old Highway 8, , New Brighton, MN, 55112; Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Reamer Group LLC; Co-owner; Manage advisory business; 959 Old Highway 8, , New Brighton, MN, 55112; Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Maki Group LLC; Co-owner; Manage advisory business; 959 Old Highway 8, , New Brighton, MN, 55112; Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-18
S63 Uniform Securities Agent State Law Examination 1988-03-02
  • S65 Uniform Investment Adviser Law Examination
    1999-05-18
  • S63 Uniform Securities Agent State Law Examination
    1988-03-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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